Wheather you are trading energy, financial resources etc. you need to comply with international and national regulations. We have made it fairly easy by offering this end-to-end trading compliance solution.
Get the best of the basics
When dealing with trading in any form, you are most likely required to comply with regulations. Regulations in place to protect the industry and the customers. It is therefore in everyones best interest to be bullet-proof compliant.
We have made it easy for you with this package of compliance offerings suited to fit any needs in the trading industry. We call it end-to-end trading compliance solution.
It is a combination of the most basic and needed compliance solutions on the market. But this doesn’t mean that it is one size fits all. It is still customizable to fit into your organization, processes and needs.
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What's included in the end-to-end trading complaince solution
Interaction and voice recording + call transcription
Record all needed interactions with customer and between the staff.
The interactions you record, should be kept in a safe and compliant way. This can be assured with record keeping software.
Regulations often state how, why and for how long you should archive your compliance records. This archiving tool is a must-have.