What's included in the end-to-end trading complaince solution
Interaction and voice recording + call transcription
Record all needed interactions with customer and between the staff.
- Skype and Teams integration
- Record all interactions types
- Minimize risks
- Enhance investigation cases
- Provide not only recordings but also transcriptions easily
Record Keeping
The interactions you record, should be kept in a safe and compliant way. This can be assured with record keeping software.
- Keep every type of recording
- Every type of evidence
- Front- and back office
- Enhance investigation cases
- Structured and unstructured data management
Compliance Archiving
Regulations often state how, why and for how long you should archive your compliance records. This archiving tool is a must-have.
- Dodd Frank, FINRA, MAR, MiFID II compliant
- Advanced encryption
- Audit trail for back tracking
- 100% data integrity
- 0% data loss